Handling Trade Errors: Best Practices for Private Fund Advisers
The best way for advisers to minimize the costs of trade errors is to accept that such errors occur and create a sound plan of action for when they do.
A legal blog on private funds, startups, and venture capital.
A legal blog on private funds, startups, and venture capital.
Bruce Karpati, the Chief of the SEC Enforcement Division’s Asset Management Unit, held a Q&A session entitled “Private Equity Enforcement Concerns” at the Private Equity International Conference held in New York on January 23, 2013. He addressed private equity firm…