Tag Investment Company Act

Private Equity and Hedge Funds

The Different Meanings of the Word “Registration” for Private Funds

Even if a private fund adviser is exempt from registration as an investment adviser, it may be subject to other federal and securities laws. This post summarizes the relevant legal issues.

Alexander J. Davie
January 31, 2019

Private Equity and Hedge Funds

3(c)(1) Funds vs. 3(c)(7) Funds

3(c)(1) and 3(c)(7) refer to two different exemptions from the requirements imposed on “investment companies” under the Investment Company Act of 1940. In this post, we explain what you need to know.

Alexander J. Davie
September 21, 2017